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Regulations

NO Subject Approval Body Date of Approval
1 The Guidelines for Internal Controls in the Issuers listed on the Tehran Stock Exchange and Iran Farabourse Board of Directors of the Securities and Exchange Organization May-2012
2 The Regulations Governing the Transactions of Options Contracts on the Tehran Stock Exchange and Iran Farabourse Board of Directors of the Securities and Exchange Organization 16/05/2018
3 The Regulations on the Record-keeping and Reporting Requirements of Information and Documents by the Regulated Persons/Entities Board of Directors of the Securities and Exchange Organization 12/31/2008
4 The Regulations on the Dispute Settlement Committee of the Securities and Exchange Association of Brokers Board of Directors of the Securities and Exchange Organization 12/31/2008
5 The Regulations Governing the Rating of Tehran Stock Exchange Brokers Board of Directors of the Securities and Exchange Organization 12/25/2010
6 The Regulations on Customer Identification and Verification (CDD) In the Capital Market Anti-Money Laundering Unit 12/05/2009
7 The Executive Regulations for Electronic Orders of the Listed Securities on the Tehran Stock Exchange Board of Directors of the Securities and Exchange Organization 12/05/2004
8 The Disciplinary Regulations Governing The Brokers Board of Directors of the Securities and Exchange Organization 12/04/2010
9 The Rules Governing Issuance of Securities Transactions License to Foreign Investors Board of Directors of the Securities and Exchange Organization 12/04/2010
10 A Decree on the Structure of the Securities and Exchange Organization Council of Ministers 11/29/2006
11 The Regulations for Identification and Registration of Active Financial Institutions in the Securities Market with the Securities and Exchange Organization (SEO) Board of Directors of the Securities and Exchange Organization 11/26/2011
12 The Regulations Governing the Establishment and Activity of Portfolio Manager Board of Directors of the Securities and Exchange Organization 11/20/2010
13 The Rules on the Membership in the Iran Association of Investment Institutions Board of Directors of the Security and Exchange Organization 11/18/2007
14 The Regulations Governing Advertisements by the Brokerage Firms Board of Directors of the Security and Exchange Organization 11/10/2007
15 The Regulations on Certifying the Professional Qualifications of Financial Institutions Directors Board of Directors of the Securities and Exchange Organization 11/01/2005
16 The Regulations Governing the Establishment License and Operations of Brokerage Firms on the Exchange Board of Directors of the Securities and Exchange Organization 11/01/2005
17 The Regulations Governing the Requirements for the Capital Adequacy of Financial Institutions Board of Directors of the Securities and Exchange Organization 10/22/2011
18 The Approval on Identifying the Participation Certificate as a Financial Instrument Securities and Exchange Organization’s High Council 10/18/2010
19 The Enforcement Regulations Governing the Securities Transactions in the Iran Farabourse Base Market Board of Directors of the Securities and Exchange Organization 10/12/2013
20 The Regulations for Prevention of Unusual Transactions by the Mutual Funds Board of Directors of the Securities and Exchange Organization 10/11/2012
21 The Regulations on the Retention and Destruction of Documents in the Capital Market Concerning Money Laundering Combat Anti-Money Laundering Supreme Council 10/11/2011
22 The Regulations on the Surveillance of the Suspected Persons in the Capital Market Anti-Money Laundering Unit 10/11/2011
23 The Regulations Governing the Anti-money Laundering Measures in the Capital Market Electronic Services Anti-money Laundering Supreme Council 10/11/2011
24 The Regulations Governing the Procedure of Sending Capital Market-related Records to the Customer’s Mailing/Postal Address Anti-Money Laundering Supreme Council 10/11/2011
25 The Regulations on the Suspicious Transactions Report (STR) in the Capital Market Anti-Money Laundering Unit 10/11/2011
26 The Approval on Identifying the Substances of the Governmental Participation Certificates Securities and Exchange High Council 10/02/2006
27 The Regulations Governing the Commodity and Commodity-based Securities on the Iran Commodity Exchange The Securities and Exchange High Council 09/27/2010
28 Executive Regulations Governing the Offering and Trading of Oil Futures Contract Securities and Exchange High Council 09/27/2010
29 The Executive Regulations Governing the Online Trading System on the Tehran Stock Exchange and on the Iran Farabourse Board of Directors of the Securities and Exchange Organization 09/25/2010
30 The Disciplinary Regulations Governing the Issuers Listed on the Iran Farabourse Company Board of Directors of the Securities and Exchange Organization 09/12/2009
31 The Disciplinary Regulations Governing the Non-Exchange and Non-Farabourse Issuers Registered with the Organization Board of Directors of the Securities and Exchange Organization 09/12/2009
32 The Executive Regulations Governing Chapter Six of the Securities Market Act of I.R.I Board of Directors of the Security and Exchange Organization 09/03/2007
33 The Regulations Governing the Over-The-Counter (OTC) Markets Activities Securities and Exchange High Council 09/03/2007
34 The Executive Regulations Governing the Procedures of Securities Transactions on Iran Farabourse Company Board of Directors of the Securities and Exchange Organization 08/29/2009
35 The Standards Governing the Establishment of Construction Funds Securities and Exchange High Council 08/19/2008
36 The Rules Governing the Operations of Investment Banks Securities and Exchange High Council 08/06/2007
37 The Regulations Governing Registration, Depository, Settlement and Clearing System Board of Directors of the Securities and Exchange Organization 08/04/2009
38 The Regulations Governing the Trusted Auditing Firms of the Securities and Exchange Organization Securities and Exchange High Council 07/30/2007
39 The Regulations Governing the Functions and Powers of Tehran Stock Exchange Company Regarding the Member Brokerage Firms Board of directors of the Securities and Exchange Organization 07/25/2007
40 The Regulations on Disclosure of Information by The Companies Registered with the Organization Board of Directors of the Securities and Exchange Organization 07/25/2007
41 The Regulations on the Market-Making Operations in Tehran Stock Exchange Board of Directors of the Securities and Exchange Organization 07/13/2008
42 The Rules Governing the Services Rendered by Securities Offering Advisors Board of Directors of the Securities and Exchange Organization 07/06/2008
43 The Regulations Governing the Dissemination of Information on Transactions by Tehran Stock Exchange Company (a public joint-stock entity) Board of Directors of the Securities and Exchange Organization 06/27/2009
44 The Regulations on Securities Listing Council of Ministers 06/24/2007
45 Regulations Governing The Securities Collateralization Board of Directors of the Securities and Exchange Organization 06/19/2010
46 The Regulations on the Market-making Operations in Tehran Stock Exchange Board of Directors of the Securities and Exchange Organization 06/13/2008
47 The Regulations Governing the Requirements for Information Disclosure and Approval of the Related Parties of the Listed and Unlisted Issuers Board of Directors of the Securities and Exchange Organization 05/31/2011
48 The Regulations governing the Guarantee Fund for Transactions Settlement on the Tehran Stock Exchange and Iran Farabourse Board of Directors of the Securities and Exchange Organization 05/26/2012
49 The Regulations Governing the Establishment and Operations of Financial Data Processing Companies Board of Directors of the Securities and Exchange Organization 05/25/2010
50 The Regulations Governing the Establishment and Activity of the Investment Advisor Board of Directors of the Securities and Exchange Organization 05/25/2010
51 The Regulations Governing the Functions and Powers of Iran Commodity Exchange Company Regarding the Member Brokerage Firms Board of Directors of the Securities and Exchange Organization 05/23/2009
52 The Rules Governing the Method of Change in the Exchange Indices and Definition of New Indices Securities and Exchange High Council 05/19/2008
53 The Disciplinary Regulations Governing Non-Brokerage Financial Institutions Board of Directors of the Securities and Exchange Organization 05/18/2013
54 The Regulations Governing the Transactions of Embedded Put Options on the Tehran Stock Exchange and Iran Farabourse Board of Directors of the Securities and Exchange Organization 05/09/2018
55 The Guidelines for Internal Controls in the Issuers listed on the Tehran Stock Exchange and Iran Farabourse Board of Directors of the Securities and Exchange Organization 05/05/2012
56 The Approval Relating to the Minimum Capital of Investment Companies and the Holding Companies Board of Directors of the Securities and Exchange Organization 05/05/2007
57 The Enforcement Regulations Governing the Procedure of Securities Transaction in the Base Market of Iran Farabourse Board of Directors of the Securities and Exchange Organization 04/30/2011
58
The Enforcement Regulations Governing the Committee for Admission and Supervision of the Trusted Auditing Firms of the Securities and Exchange Organization
 		Board of Directors of the Securities and Exchange Organization 04/18/2009
59 The Regulations on the Method of Calculating the Net Asset Value (NAV) Board of Directors of the Securities and Exchange Organization 04/18/2009
60 The Regulations on the Procedures of Tender Documentation in the Construction Funds Board of Directors of the Security and Exchange Organization 04/18/2009
61 The Regulations Governing the Issuance of the Construction Funds Units Board of Directors of the Securities and Exchange Organization 04/18/2009
62 The Regulations Governing the Establishment of Construction Funds Board of Directors of the Securities and Exchange Organization 04/18/2009
63 Iran FARABOURSE Company (Public-Joint Stock Entity), The Regulations on Securities Listing and Offering Securities and Exchange High Council 04/14/2009
64 The Regulations Governing the Establishment and Operations of Credit Rating Agencies (CRAs) Board of Directors of the Security and Exchange Organization 04/09/2015
65 The Regulations on Investigating the Violations Committed by Persons Subject of Article 35 of the Securities Market Law of I.R.I Board of Directors of the Security and Exchange Organization 04/09/2008
66 The Regulations Governing the Subject of Article 18 of the Enforcement Bylaw of the Securities Market Act Securities and Exchange High Council 03/10/2009
67 The Regulations Governing the Transactions of Stock Futures Contracts on the Tehran Stock Exchange Board of Directors of the Securities and Exchange Organization 03/07/2018
68 The Enforcement Regulations Governing the Committee for Admission and Supervision of the Trusted Auditing Firms of the Securities and Exchange Organization Board of Directors of the Securities and Exchange Organization 03/05/2008
69 The Guidelines for Financial Reporting Related to Ijarah Sukuk in the Financial Statements of the Originator and the SPV (Special Purpose Vehicle) Board of Directors of the Securities and Exchange Organization 03/03/2012
70 Iran Commodity Exchange Company (Public Joint Stock)The Rules on The Futures Contracts Transactions Board of Directors of the Securities and Exchange Organization 02/26/2008
71 The Regulations Governing the Valuation Method of Securities Purchase and Sale in the Mutual Funds Board of Directors of the Securities and Exchange Organization 02/19/2008
72 The Regulations for Publishing Information of Transactions by the Iran Commodity Exchange Board of Directors of the Securities and Exchange Organization 02/06/2010
73 The Disciplinary Rules Governing the Issuers Listed on the Tehran Stock Exchange Board of Directors of the Securities and Exchange Organization 02/01/2009
74 The Regulations Governing the Issue of Qarz-al-Hasan Sukuk Board of Directors of the Securities and Exchange Organization 01/31/2012
75 The Regulations Governing the Issue of Murabaha Sukuk Board of Directors of the Securities and Exchange Organization 01/31/2012
76 The Regulations on Licensing and activities of the Listing Advisors Board of Directors of the Securities and Exchange Organization 01/29/2009
77 The Regulations Governing the Securities Transactions Based on Power of Attorney Board of Directors of the Securities and Exchange Organization 01/23/2010
78 The Approval on Financial Instruments of Futures Contracts and the Rules Relating to Futures Contract Transactions Adopted by the Securities and Exchange High Council on Jan. 21, 2008 Securities and Exchange High Council 01/21/2008
79 The Regulations Governing the Issue of Ijarah Sukuk Securities and Exchange High Council 01/21/2008
80 The Rules on the Registration and Public Offering of Securities Securities and Exchange High Council 01/15/2007
81 The Enforcement Regulations Governing the Reporting Procedures by Insiders Board of Directors of the Securities and Exchange Organization 01/01/2008
82 The Regulations Governing the Suspension, Revocation and Withdrawal from Activities Carried out by Brokerage Firms Board of Directors of the Securities and Exchange Organization
83 The Law Governing the Regulation of a Part of the Rules for Facilitating the Renovation of the National Industries Board of Directors of the Securities and Exchange Organization