NO
|
Subject
|
Approval Body
|
Date of Approval
|
1
|
The Guidelines for Internal Controls in the Issuers listed on the Tehran Stock Exchange and Iran Farabourse
|
Board of Directors of the Securities and Exchange Organization
|
May-2012
|
2
|
The Regulations Governing the Transactions of Options Contracts on the Tehran Stock Exchange and Iran Farabourse
|
Board of Directors of the Securities and Exchange Organization
|
16/05/2018
|
3
|
The Regulations on the Record-keeping and Reporting Requirements of Information and Documents by the Regulated Persons/Entities
|
Board of Directors of the Securities and Exchange Organization
|
12/31/2008
|
4
|
The Regulations on the Dispute Settlement Committee of the Securities and Exchange Association of Brokers
|
Board of Directors of the Securities and Exchange Organization
|
12/31/2008
|
5
|
The Regulations Governing the Rating of Tehran Stock Exchange Brokers
|
Board of Directors of the Securities and Exchange Organization
|
12/25/2010
|
6
|
The Regulations on Customer Identification and Verification (CDD) In the Capital Market
|
Anti-Money Laundering Unit
|
12/05/2009
|
7
|
The Executive Regulations for Electronic Orders of the Listed Securities on the Tehran Stock Exchange
|
Board of Directors of the Securities and Exchange Organization
|
12/05/2004
|
8
|
The Disciplinary Regulations Governing The Brokers
|
Board of Directors of the Securities and Exchange Organization
|
12/04/2010
|
9
|
The Rules Governing Issuance of Securities Transactions License to Foreign Investors
|
Board of Directors of the Securities and Exchange Organization
|
12/04/2010
|
10
|
A Decree on the Structure of the Securities and Exchange Organization
|
Council of Ministers
|
11/29/2006
|
11
|
The Regulations for Identification and Registration of Active Financial Institutions in the Securities Market with the Securities and Exchange Organization (SEO)
|
Board of Directors of the Securities and Exchange Organization
|
11/26/2011
|
12
|
The Regulations Governing the Establishment and Activity of Portfolio Manager
|
Board of Directors of the Securities and Exchange Organization
|
11/20/2010
|
13
|
The Rules on the Membership in the Iran Association of Investment Institutions
|
Board of Directors of the Security and Exchange Organization
|
11/18/2007
|
14
|
The Regulations Governing Advertisements by the Brokerage Firms
|
Board of Directors of the Security and Exchange Organization
|
11/10/2007
|
15
|
The Regulations on Certifying the Professional Qualifications of Financial Institutions Directors
|
Board of Directors of the Securities and Exchange Organization
|
11/01/2005
|
16
|
The Regulations Governing the Establishment License and Operations of Brokerage Firms on the Exchange
|
Board of Directors of the Securities and Exchange Organization
|
11/01/2005
|
17
|
The Regulations Governing the Requirements for the Capital Adequacy of Financial Institutions
|
Board of Directors of the Securities and Exchange Organization
|
10/22/2011
|
18
|
The Approval on Identifying the Participation Certificate as a Financial Instrument
|
Securities and Exchange Organization’s High Council
|
10/18/2010
|
19
|
The Enforcement Regulations Governing the Securities Transactions in the Iran Farabourse Base Market
|
Board of Directors of the Securities and Exchange Organization
|
10/12/2013
|
20
|
The Regulations for Prevention of Unusual Transactions by the Mutual Funds
|
Board of Directors of the Securities and Exchange Organization
|
10/11/2012
|
21
|
The Regulations on the Retention and Destruction of Documents in the Capital Market Concerning Money Laundering Combat
|
Anti-Money Laundering Supreme Council
|
10/11/2011
|
22
|
The Regulations on the Surveillance of the Suspected Persons in the Capital Market
|
Anti-Money Laundering Unit
|
10/11/2011
|
23
|
The Regulations Governing the Anti-money Laundering Measures in the Capital Market Electronic Services
|
Anti-money Laundering Supreme Council
|
10/11/2011
|
24
|
The Regulations Governing the Procedure of Sending Capital Market-related Records to the Customer’s Mailing/Postal Address
|
Anti-Money Laundering Supreme Council
|
10/11/2011
|
25
|
The Regulations on the Suspicious Transactions Report (STR) in the Capital Market
|
Anti-Money Laundering Unit
|
10/11/2011
|
26
|
The Approval on Identifying the Substances of the Governmental Participation Certificates
|
Securities and Exchange High Council
|
10/02/2006
|
27
|
The Regulations Governing the Commodity and Commodity-based Securities on the Iran Commodity Exchange
|
The Securities and Exchange High Council
|
09/27/2010
|
28
|
Executive Regulations Governing the Offering and Trading of Oil Futures Contract
|
Securities and Exchange High Council
|
09/27/2010
|
29
|
The Executive Regulations Governing the Online Trading System on the Tehran Stock Exchange and on the Iran Farabourse
|
Board of Directors of the Securities and Exchange Organization
|
09/25/2010
|
30
|
The Disciplinary Regulations Governing the Issuers Listed on the Iran Farabourse Company
|
Board of Directors of the Securities and Exchange Organization
|
09/12/2009
|
31
|
The Disciplinary Regulations Governing the Non-Exchange and Non-Farabourse Issuers Registered with the Organization
|
Board of Directors of the Securities and Exchange Organization
|
09/12/2009
|
32
|
The Executive Regulations Governing Chapter Six of the Securities Market Act of I.R.I
|
Board of Directors of the Security and Exchange Organization
|
09/03/2007
|
33
|
The Regulations Governing the Over-The-Counter (OTC) Markets Activities
|
Securities and Exchange High Council
|
09/03/2007
|
34
|
The Executive Regulations Governing the Procedures of Securities Transactions on Iran Farabourse Company
|
Board of Directors of the Securities and Exchange Organization
|
08/29/2009
|
35
|
The Standards Governing the Establishment of Construction Funds
|
Securities and Exchange High Council
|
08/19/2008
|
36
|
The Rules Governing the Operations of Investment Banks
|
Securities and Exchange High Council
|
08/06/2007
|
37
|
The Regulations Governing Registration, Depository, Settlement and Clearing System
|
Board of Directors of the Securities and Exchange Organization
|
08/04/2009
|
38
|
The Regulations Governing the Trusted Auditing Firms of the Securities and Exchange Organization
|
Securities and Exchange High Council
|
07/30/2007
|
39
|
The Regulations Governing the Functions and Powers of Tehran Stock Exchange Company Regarding the Member Brokerage Firms
|
Board of directors of the Securities and Exchange Organization
|
07/25/2007
|
40
|
The Regulations on Disclosure of Information by The Companies Registered with the Organization
|
Board of Directors of the Securities and Exchange Organization
|
07/25/2007
|
41
|
The Regulations on the Market-Making Operations in Tehran Stock Exchange
|
Board of Directors of the Securities and Exchange Organization
|
07/13/2008
|
42
|
The Rules Governing the Services Rendered by Securities Offering Advisors
|
Board of Directors of the Securities and Exchange Organization
|
07/06/2008
|
43
|
The Regulations Governing the Dissemination of Information on Transactions by Tehran Stock Exchange Company (a public joint-stock entity)
|
Board of Directors of the Securities and Exchange Organization
|
06/27/2009
|
44
|
The Regulations on Securities Listing
|
Council of Ministers
|
06/24/2007
|
45
|
Regulations Governing The Securities Collateralization
|
Board of Directors of the Securities and Exchange Organization
|
06/19/2010
|
46
|
The Regulations on the Market-making Operations in Tehran Stock Exchange
|
Board of Directors of the Securities and Exchange Organization
|
06/13/2008
|
47
|
The Regulations Governing the Requirements for Information Disclosure and Approval of the Related Parties of the Listed and Unlisted Issuers
|
Board of Directors of the Securities and Exchange Organization
|
05/31/2011
|
48
|
The Regulations governing the Guarantee Fund for Transactions Settlement on the Tehran Stock Exchange and Iran Farabourse
|
Board of Directors of the Securities and Exchange Organization
|
05/26/2012
|
49
|
The Regulations Governing the Establishment and Operations of Financial Data Processing Companies
|
Board of Directors of the Securities and Exchange Organization
|
05/25/2010
|
50
|
The Regulations Governing the Establishment and Activity of the Investment Advisor
|
Board of Directors of the Securities and Exchange Organization
|
05/25/2010
|
51
|
The Regulations Governing the Functions and Powers of Iran Commodity Exchange Company Regarding the Member Brokerage Firms
|
Board of Directors of the Securities and Exchange Organization
|
05/23/2009
|
52
|
The Rules Governing the Method of Change in the Exchange Indices and Definition of New Indices
|
Securities and Exchange High Council
|
05/19/2008
|
53
|
The Disciplinary Regulations Governing Non-Brokerage Financial Institutions
|
Board of Directors of the Securities and Exchange Organization
|
05/18/2013
|
54
|
The Regulations Governing the Transactions of Embedded Put Options on the Tehran Stock Exchange and Iran Farabourse
|
Board of Directors of the Securities and Exchange Organization
|
05/09/2018
|
55
|
The Guidelines for Internal Controls in the Issuers listed on the Tehran Stock Exchange and Iran Farabourse
|
Board of Directors of the Securities and Exchange Organization
|
05/05/2012
|
56
|
The Approval Relating to the Minimum Capital of Investment Companies and the Holding Companies
|
Board of Directors of the Securities and Exchange Organization
|
05/05/2007
|
57
|
The Enforcement Regulations Governing the Procedure of Securities Transaction in the Base Market of Iran Farabourse
|
Board of Directors of the Securities and Exchange Organization
|
04/30/2011
|
58
|
The Enforcement Regulations Governing the Committee for Admission and Supervision of the Trusted Auditing Firms of the Securities and Exchange Organization
|
Board of Directors of the Securities and Exchange Organization
|
04/18/2009
|
59
|
The Regulations on the Method of Calculating the Net Asset Value (NAV)
|
Board of Directors of the Securities and Exchange Organization
|
04/18/2009
|
60
|
The Regulations on the Procedures of Tender Documentation in the Construction Funds
|
Board of Directors of the Security and Exchange Organization
|
04/18/2009
|
61
|
The Regulations Governing the Issuance of the Construction Funds Units
|
Board of Directors of the Securities and Exchange Organization
|
04/18/2009
|
62
|
The Regulations Governing the Establishment of Construction Funds
|
Board of Directors of the Securities and Exchange Organization
|
04/18/2009
|
63
|
Iran FARABOURSE Company (Public-Joint Stock Entity), The Regulations on Securities Listing and Offering
|
Securities and Exchange High Council
|
04/14/2009
|
64
|
The Regulations Governing the Establishment and Operations of Credit Rating Agencies (CRAs)
|
Board of Directors of the Security and Exchange Organization
|
04/09/2015
|
65
|
The Regulations on Investigating the Violations Committed by Persons Subject of Article 35 of the Securities Market Law of I.R.I
|
Board of Directors of the Security and Exchange Organization
|
04/09/2008
|
66
|
The Regulations Governing the Subject of Article 18 of the Enforcement Bylaw of the Securities Market Act
|
Securities and Exchange High Council
|
03/10/2009
|
67
|
The Regulations Governing the Transactions of Stock Futures Contracts on the Tehran Stock Exchange
|
Board of Directors of the Securities and Exchange Organization
|
03/07/2018
|
68
|
The Enforcement Regulations Governing the Committee for Admission and Supervision of the Trusted Auditing Firms of the Securities and Exchange Organization
|
Board of Directors of the Securities and Exchange Organization
|
03/05/2008
|
69
|
The Guidelines for Financial Reporting Related to Ijarah Sukuk in the Financial Statements of the Originator and the SPV (Special Purpose Vehicle)
|
Board of Directors of the Securities and Exchange Organization
|
03/03/2012
|
70
|
Iran Commodity Exchange Company (Public Joint Stock)The Rules on The Futures Contracts Transactions
|
Board of Directors of the Securities and Exchange Organization
|
02/26/2008
|
71
|
The Regulations Governing the Valuation Method of Securities Purchase and Sale in the Mutual Funds
|
Board of Directors of the Securities and Exchange Organization
|
02/19/2008
|
72
|
The Regulations for Publishing Information of Transactions by the Iran Commodity Exchange
|
Board of Directors of the Securities and Exchange Organization
|
02/06/2010
|
73
|
The Disciplinary Rules Governing the Issuers Listed on the Tehran Stock Exchange
|
Board of Directors of the Securities and Exchange Organization
|
02/01/2009
|
74
|
The Regulations Governing the Issue of Qarz-al-Hasan Sukuk
|
Board of Directors of the Securities and Exchange Organization
|
01/31/2012
|
75
|
The Regulations Governing the Issue of Murabaha Sukuk
|
Board of Directors of the Securities and Exchange Organization
|
01/31/2012
|
76
|
The Regulations on Licensing and activities of the Listing Advisors
|
Board of Directors of the Securities and Exchange Organization
|
01/29/2009
|
77
|
The Regulations Governing the Securities Transactions Based on Power of Attorney
|
Board of Directors of the Securities and Exchange Organization
|
01/23/2010
|
78
|
The Approval on Financial Instruments of Futures Contracts and the Rules Relating to Futures Contract Transactions Adopted by the Securities and Exchange High Council on Jan. 21, 2008
|
Securities and Exchange High Council
|
01/21/2008
|
79
|
The Regulations Governing the Issue of Ijarah Sukuk
|
Securities and Exchange High Council
|
01/21/2008
|
80
|
The Rules on the Registration and Public Offering of Securities
|
Securities and Exchange High Council
|
01/15/2007
|
81
|
The Enforcement Regulations Governing the Reporting Procedures by Insiders
|
Board of Directors of the Securities and Exchange Organization
|
01/01/2008
|
82
|
The Regulations Governing the Suspension, Revocation and Withdrawal from Activities Carried out by Brokerage Firms
|
Board of Directors of the Securities and Exchange Organization
|
|
83
|
The Law Governing the Regulation of a Part of the Rules for Facilitating the Renovation of the National Industries
|
Board of Directors of the Securities and Exchange Organization
|
|
|
|
|
|