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Division for Supervision on Exchanges and Issuers

This division aims to regulate and monitor the exchanges, markets and issuers’ activities in both primary and secondary markets to foster and enforce compliance with securities market instructions, provide investors with information to make informed investment decisions and prevent any kind of fraud and abuse in the markets by individual or institutional investors. The division is focused on supervising the equity market, commodity exchange, over-the-counter markets, listed companies, registered but non-listed companies, listing process, trusted auditors and other registrants.

 


Dr. Amiri
Deputy for Supervision on Exchanges & Issuers